Harold Roe is a registered investment advisor at Main Street Investors, LLC, based in Brentwood, TN, with 5 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 103 clients with $22M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $4.0M | 0.75% |
| $4M+ | 0.50% |
Fees are negotiable. All clients will invest in the mutual funds run by Matson Money. Matson Money does not receive any advisory fee; it is compensated solely via the 0.50% fee associated with its mutual fund. The aggregate management fees charged by MSI and Matson Money will not exceed 0.50% annually.
Fee Estimator
Location
205 Powell Place, Suite 209, Brentwood, TN, 37027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Main Street Investors, LLC
Previous Registrations
Hornor, Townsend & Kent, LLC
MML Investors Services, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.