Aaron Roques is a registered investment advisor at Wells Fargo Advisors, based in Henderson, NV, with 27 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
170 Green Valley Pkwy Suite 220, [Satellite}, Henderson, NV, 89052
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Aaron owns 100% of AADR Financial Services, an investment-related business in Henderson, NV, since 2007. He dedicates minimal time to this activity, with no time spent during trading hours.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Mark Schulten, CFPWells Fargo Advisors
- Matthew Bontrager, PFSCambridge Investment Research Advisors, INC.
- Justin Long, CFPDiazo, LLC
- Lydia Salo, CFPCetera Investment Advisers LLC
- Raymond Yin, CFAMML Investors Services, LLC
- Michael Marinaro, CFPEdward Jones