Douglas Applegate
Douglas Applegate is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Centennial, CO, with 27 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
5161 E Arapahoe Rd, Suite 300, Centennial, CO, 80122
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2009Other Business Activities
Douglas is the owner and president of Centennial State Wealth Advisors, a support company that does business with RJFS. He dedicates about half of his time to this role, with about a quarter to half of his time spent during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Edward Jones
Edward JonesBroker
PFS Investments INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Raymond Vanderwal, CFPRaymond James Financial Services Advisors, INC
- Patrick Durst, CFPLifemark Securities CORP.
- Deanna Lewis, ChFCTransamerica Financial Advisors, LLC
- Robin Kearney, ChFCLPL Financial LLC
- Jason Irving, ChFCIrving Planning & Investments, LTD.
- Terry Bevan, CFP