Raymond Vanderwal
Raymond Vanderwal is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Centennial, CO, with 15 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
7200 S. Alton Way, Suite B-270, Centennial, CO, 80112
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Raymond is a notary public, spending minimal time on this. He also operates Arrow Wealth Management, LLC as a DBA for his LPL business, dedicating about a quarter of his time, and provides investment advisory services through GPS Wealth Strategies Group, spending nearly full-time hours on this. Finally, he is a board member for the Fellowship of Christian Athletes, spending minimal time on this.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Gps Wealth Strategies Group, LLC
LPL Financial LLC
Western Wealth Management LLC
LPL Financial LLCBroker
LPL Financial LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Douglas ApplegateRaymond James Financial Services Advisors, INC
- Patrick Durst, CFPLifemark Securities CORP.
- Deanna Lewis, ChFCTransamerica Financial Advisors, LLC
- Robin Kearney, ChFCLPL Financial LLC
- Jason Irving, ChFCIrving Planning & Investments, LTD.
- Terry Bevan, CFP