KB
KB
Kimball Bullard
26 Years of Experience
Providence, RI
5 DisclosuresBroker
Kimball Bullard is a registered investment advisor at Raymond James & Associates, INC., based in Providence, RI, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
100 Westminster Street Suite 1002, Providence, RI, 02903
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2018Settled
Customer Dispute
December 2013Denied
Customer Dispute
March 2002Denied
Customer Dispute
February 2002Settled
Customer Dispute
July 2001Closed-No Action
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2023 - Present · 2 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2015 - July 2023 · 8 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2015 - July 2023 · 8 yrs 2 mos
UBS Financial Services INC.Broker
March 2009 - May 2015 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
February 2005 - April 2009 · 4 yrs 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 2003 - February 2005 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1999 - February 2005 · 5 yrs 7 mos
State Registrations17 states
CACTFLMAMENCNHNJNYOHPARISCTXUTVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.