Brian Jones
Brian Jones is a registered investment advisor at Bny Mellon Securities Corporation, based in Pasadena, CA, with 26 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 3,734 clients with $8.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Fees vary by program sponsor and strategy, typically ranging from 0.00% to 0.50% annually, paid out of the wrap fee charged by the program sponsor.
Fee Estimator
Location
Pasadena, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Bny Mellon Securities Corporation
Bny Mellon Securities CorporationBroker
Bny Mellon Securities Corporation
Previous Registrations
Invesco Advisers, INC.
Invesco Aim Private Asset Management, INC.
Aim Private Asset Management
Invesco Distributors, INC.Broker
Cmc Financial Services, INC.Broker
Cnl Securities CORP.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Hong Tran, CFPLogic Wealth Management, LLC
- Roger Gewecke, CFAClifford Swan Investment Counselors
- Michael Gonzalez, CFA
- David Hindi, CFPOakgrowth Wealth Management LLC
- Luan Chung, CFPStrategic Advisers LLC
- Murcy Huang, CFAClifford Swan Investment Counselors