Denis Brumm
Denis Brumm is a registered investment advisor at Brumm Financial Services, LLC, based in Pasadena, CA, with 24 years of industry experience. Denis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
257 South Fair Oaks Avenue, Suite 204, Pasadena, CA, 91105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Denis is an employee/registered assistant at Penniall & Associates, providing support for insurance, financial, and advisory services since 2008. He is also the President & CEO of Brumm & Associates, Inc., a CPA firm, and an insurance agent since 2004.
Employment History
Current Registrations
Brumm Financial Services, LLC
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Penniall & Associates
Nrp Financial, INC.Broker
Aig Financial Advisors, INC.Broker
Penniall & Associates, INC.
Sunamerica Securities, INC.Broker
Lincoln Financial Advisors CorporationBroker
State Registrations1 state
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