William Hartfield
William Hartfield is a registered investment advisor at LPL Financial LLC, based in Petal, MS, with 16 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1119 Evelyn Gandy Pkwy, Petal, MS, 39465
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2004Other Business Activities
William operates as Keesler Financial Group, a DBA for his LPL business. This activity is investment-related and occurs at his reported business location.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Primerica Advisors
Primerica Advisors
PFS Investments INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Hancock Investment Services, INC.
Hancock Investment Services, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Keegan & Company, INC.Broker
New England SecuritiesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.