William Hartfield
William Hartfield is a registered investment advisor at LPL Financial LLC, based in Petal, MS, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1119 Evelyn Gandy Pkwy, Petal, MS, 39465
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2004Other Business Activities
William operates as Keesler Financial Group, a DBA for his LPL business. This activity is investment-related and occurs at his reported business location.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Primerica Advisors
Primerica Advisors
PFS Investments INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Hancock Investment Services, INC.
Hancock Investment Services, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Keegan & Company, INC.Broker
New England SecuritiesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.