Maurice Nollette
Maurice Nollette is a registered investment advisor at LPL Financial LLC, based in Spokane, WA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
28 W Indiana Ave Ste B, Spokane, WA, 99205
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Regulatory History (1)
Customer Dispute
July 2001Other Business Activities
Maurice operates Nollette Investment as a DBA for his LPL business, dedicating full-time hours to it. He also serves as a non-profit board member for the Stoneridge Condo owners' association, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Capital Analysts
Lincoln Investment
Lincoln InvestmentBroker
Great American Advisors, INC.Broker
Pmg Securities CorporationBroker
Metropolitan Investment Securities, INC.Broker
Edward JonesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.