Maurice Nollette
Maurice Nollette is a registered investment advisor at LPL Financial LLC, based in Spokane, WA, with 26 years of industry experience. Maurice is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
28 W Indiana Ave Ste B, Spokane, WA, 99205
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2001Other Business Activities
Maurice operates Nollette Investment as a DBA for his LPL business, dedicating full-time hours to it. He also serves as a non-profit board member for the Stoneridge Condo owners' association, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital Analysts
Lincoln Investment
Lincoln InvestmentBroker
Great American Advisors, INC.Broker
Pmg Securities CorporationBroker
Metropolitan Investment Securities, INC.Broker
Edward JonesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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