Raffaele Prospero
Raffaele Prospero is a registered investment advisor at Citigroup Global Markets INC., based in Yorktown Heights, NY, with 24 years of industry experience. Raffaele is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.
Compensation
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Fee Structure
Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.
Location
Yorktown Heights, NY
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Regulatory History (1)
Customer Dispute
July 2001Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
Wachovia Securities, LLCBroker
Joseph Stevens & Company, INC.Broker
First Union Securities Financial Network, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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