John Um
John Um is a registered investment advisor at American Assets Investment Management, LLC, based in San Diego, CA, with 13 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11 clients with $4.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AAIM manages separate accounts and is typically compensated on a case-by-case basis. Fees are subject to negotiation and may be waived at AAIM's discretion. Fees are billed quarterly based on the fair market value of the account. The investment management fee does not include brokerage commissions, transaction fees, or other related costs. AAIM does not receive compensation for the sale of securities or other investment products.
Location
3430 Carmel Mountain Road, Ste. 150, Suite 150, San Diego, CA, 92121
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
American Assets Investment Management, LLC
State Registrations1 state
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