Kent Tanaka
Kent Tanaka is a registered investment advisor at Perennial Financial Services, based in South Pasadena, CA, with 27 years of industry experience. Kent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 3,229 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee will not exceed 2.00%. Fees are negotiable and billed quarterly in advance.
Fee Estimator
Location
1119 Fremont Ave, South Pasadena, CA, 91030
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2008Other Business ActivitiesSells Insurance
Kent is a sales associate for Half Dozen, LLC selling baby clothing and products, dedicating minimal time. He also provides investment advisory services through Perennial Investment Advisors and operates under various DBAs, spending about half his time on these activities, and is an agent for Perennial Legacy Insurance Solutions.
Employment History
Current Registrations
Perennial Financial Services
LPL Financial LLCBroker
Previous Registrations
Integrated Wealth Concepts LLC
Lake Avenue Financial, LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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