FG
CFP
FG
CFP
Freddy Garcia
26 Years of Experience
1 DisclosureBrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
203 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$310.4M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.35% |
| $1.0M - $5.0M | 1.15% |
| $5M+ | 1.00% |
All fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
215 Shuman Blvd, #304, Naperville, IL, 60563
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2022Settled
Other Business ActivitiesSells Insurance
Freddy is an agent with Capitas Financial Midwest LLC, a business partner and product specialist on life insurance products, spending minimal time on this. He is also a registered investment advisor representative for Left Brain Wealth Management LLC, dedicating full-time hours to managing client accounts.
Employment History
Current Registrations
The Leaders Group, INC.
August 2016 - Present · 9 yrs 7 mos
The Leaders Group, INC.Broker
August 2016 - Present · 9 yrs 7 mos
Left Brain Wealth Management, LLC
August 2016 - Present · 9 yrs 7 mos
Previous Registrations
Strategic Advisers, INC.
February 2008 - August 2016 · 8 yrs 6 mos
Fidelity Brokerage Services LLCBroker
February 2008 - August 2016 · 8 yrs 6 mos
Strategic Advisers, INC.
September 2005 - January 2008 · 2 yrs 4 mos
Fidelity Investments Institutional Services Company, INC.Broker
September 2005 - January 2008 · 2 yrs 4 mos
Invest Financial CorporationBroker
February 2005 - September 2005 · 7 mos
Invest Financial Corporation
February 2005 - September 2005 · 7 mos
Financial Network Investment Corporation
June 2004 - February 2005 · 8 mos
Financial Network Investment CorporationBroker
May 2004 - February 2005 · 9 mos
Citistreet Financial Services LLC
November 1999 - May 2004 · 4 yrs 6 mos
Citistreet Equities LLCBroker
September 1999 - May 2004 · 4 yrs 8 mos
Pruco Securities CorporationBroker
May 1999 - September 1999 · 4 mos
State Registrations1 state
IL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.