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Christopher Gabriel

26 Years of Experience
Bald Head Island, NC
1 DisclosureBroker

Christopher Gabriel is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Bald Head Island, NC, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

Bald Head Island, NC

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History

Regulatory History (1)
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Customer Dispute
August 2013
Denied
Other Business Activities

Christopher is the founder and sole member of Age of Generosity, LLC, created to own and oversee his intellectual property on generosity and giving, dedicating a few hours per week. He also owns WISEgenerosity, LLC and is finishing a book on generosity, dedicating about 10-20% of his time. Christopher is also an officer of The Generosity Project Inc., a non-operational entity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2009 - Present · 16 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2009 - Present · 16 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
November 2003 - December 2009 · 6 yrs 1 mo
UBS Financial Services INC.Broker
November 2003 - December 2009 · 6 yrs 1 mo
Wachovia Securities, LLCBroker
July 2003 - November 2003 · 4 mos
Wachovia Securities, LLC
July 2003 - November 2003 · 4 mos
Prudential Securities Incorporated
April 2003 - July 2003 · 3 mos
Prudential Securities IncorporatedBroker
June 1999 - July 2003 · 4 yrs 1 mo
State Registrations33 states
ALARAZCACOCTDCFLGAHIIAILINMAMDMEMIMOMSNCNHNJNMNYOHOKPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.