WC
WC

William Cooper

26 Years of Experience
Charlotte, NC
Broker

William Cooper is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

6805 Carnegie Boulevard, Suite 400, Charlotte, NC, 28211

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

William is a board member at E. C. Griffith Company, a real estate company, since 2015 and is involved in rental properties. He also manages an estate, dedicating minimal time to it during business hours.

Employment History
Current Registrations
Morgan StanleyBroker
November 2011 - Present · 14 yrs 6 mos
Morgan Stanley
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2005 - November 2011 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2005 - November 2011 · 6 yrs 5 mos
UBS Financial Services INC.
December 2001 - July 2005 · 3 yrs 7 mos
UBS Financial Services INC.Broker
August 2000 - July 2005 · 4 yrs 11 mos
J.C. Bradford & CO.Broker
May 1999 - August 2000 · 1 yr 3 mos
State Registrations40 states
ALAZCACOCTDCFLGAHIIDILINKYLAMAMDMEMIMNMOMSNCNHNJNVNYOHOKORPASCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Cooper - Financial Advisor | TrueAdvisor