Michael Guerra
Michael Guerra is a registered investment advisor at Supreme Alliance LLC, based in La Grange, CA, with 25 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 109 clients with $35M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SALLC offers managed account programs where clients pay a single fee for portfolio management services. The fees are calculated quarterly. SALLC representatives customize investment portfolios based on the client's risk tolerance and investment objectives. SALLC has full discretion over client accounts, but clients can limit this authority in writing. The minimum initial investment is $25,000.
Location
La Grange, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is the founder of Tax and Mobility Solutions, a technology start-up, and a consultant for CharliAi Inc., a software company. He also works as a District Manager for Colonial Life, a sales position involving commissions, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Supreme Alliance LLC
Supreme Alliance LLCBroker
Supreme Alliance LLC
Previous Registrations
Newbridge Securities CorporationBroker
Newbridge Financial Services Group, INC.
Aegis Capital CORP.Broker
Morgan Stanley
Morgan StanleyBroker
Jd Merit SecuritiesBroker
Rainmaker Securities, LLCBroker
Quest Capital Strategies, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.