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Rebecca Hartnett

Kestra Advisory Services, LLC
26 Years of Experience
Timonium, MD
1 DisclosureBrokerSells Insurance
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Rebecca Hartnett is a registered investment advisor at Kestra Advisory Services, LLC, based in Timonium, MD, with 26 years of industry experience. Rebecca is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16 Greenmeadow Drive, Suite 201, Timonium, MD, 21093

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2011
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Rebecca works full-time for Brotman Financial Group and BFG Financial Advisors in investment operations and as a Sr CSA in insurance. She also works full-time as an Investment Advisor Representative through Kestra Advisory Services, LLC, and spends minimal time as an intermediary for BFG Estate & Tax Services.

Employment History
Current Registrations
Kestra Advisory Services, LLC
May 2016 - Present · 10 yrs 5 mos
Kestra Investment Services, LLCBroker
February 2012 - Present · 14 yrs 8 mos
Previous Registrations
NFP Advisor Services, LLC
February 2012 - September 2016 · 4 yrs 7 mos
UBS Financial Services INC.Broker
February 2009 - October 2011 · 2 yrs 8 mos
UBS Financial Services INC.
February 2009 - October 2011 · 2 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley
April 2001 - April 2007 · 6 yrs
Morgan Stanley Dw INC.Broker
May 2000 - April 2007 · 6 yrs 11 mos
State Registrations1 state
MD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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