BH
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Brooke Humphrey
20 Years of Experience
Indian Trail, NC
1 Disclosure
Brooke Humphrey is a registered investment advisor at Concurrent Investment Advisors, LLC, based in Indian Trail, NC, with 20 years of industry experience. Brooke operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 10,278 clients with $9.9B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
241 advisors
Number of Clients
10,278 clients
Average Client Portfolio
$963K average
Assets Under Management
$9.9B
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.70% |
| $2.0M - $3.0M | 1.60% |
| $3.0M - $5.0M | 1.50% |
| $5.0M - $7.5M | 1.40% |
| $7.5M - $10.0M | 1.30% |
| $10M+ | 1.00% |
Fees are incremental and may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Indian Trail, NC
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Regulatory History (1)
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Judgment / Lien
June 2009Employment History
Current Registrations
Concurrent Investment Advisors, LLC
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2017 - June 2023 · 6 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2017 - June 2023 · 6 yrs 4 mos
Morgan Stanley
June 2012 - February 2017 · 4 yrs 8 mos
Morgan StanleyBroker
June 2012 - February 2017 · 4 yrs 8 mos
Ameriprise Financial Services, INC.
April 2011 - June 2012 · 1 yr 2 mos
Ameriprise Financial Services, INC.Broker
April 2011 - June 2012 · 1 yr 2 mos
Ameriprise Financial Services, INC.Broker
May 2010 - April 2011 · 11 mos
Ameriprise Financial Services, INC.
May 2010 - April 2011 · 11 mos
Citigroup Global Markets INC.
January 2008 - June 2008 · 5 mos
Citigroup Global Markets INC.Broker
November 2007 - June 2008 · 7 mos
Janus Distributors LLCBroker
June 1999 - August 2003 · 4 yrs 2 mos
State Registrations2 states
NCTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.