Daniel Brooks is a CFP-designated registered investment advisor at Penn Advisory Group INC., based in Peoria, AZ, with 25 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 70 clients with $53M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fee will not exceed 2.00% of assets under management. Fees are generally based on a percentage of eligible assets assessed monthly in arrears, or can be a negotiated annual flat fee. Penn Advisory Group may waive fees at its discretion.
Fee Estimator
Location
Peoria, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel is the treasurer of the Sunrise Mountain High School Girls Basketball Booster Club. This non-investment related activity requires minimal time.
Employment History
Current Registrations
Penn Advisory Group INC.
Previous Registrations
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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