Charles Mcgrath is a CFP-designated registered investment advisor at LPL Financial LLC, based in Peoria, AZ, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8877 W Union Hills Dr Ste 540, Suite 540, Peoria, AZ, 85382
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is a CPA providing business CPA services, tax preparation, and accounting through multiple entities, including Charles McGrath CPA, PARO Accounting, and MCGRATH NOTHAM PC. He also works as a soccer referee and teaches classes on Lacerte tax software, dedicating about 10-20% of his time to PARO Accounting and about a quarter of his time to MCGRATH NOTHAM PC.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
Allmerica Investments, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.