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Brian Warden

23 Years of Experience
Gilbert, AZ
1 DisclosureBroker

Brian Warden is a registered investment advisor at Wells Fargo Advisors, based in Gilbert, AZ, with 23 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

161 E Rivulon Blvd, 2nd Floor, Suite 201, Gilbert, AZ, 85297

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History

Regulatory History (1)
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Criminal
September 2025
Final Disposition
Employment History
Current Registrations
Wells Fargo Advisors
April 2026 - Present · 6 mos
Wells Fargo Clearing Services, LLCBroker
March 2026 - Present · 7 mos
Previous Registrations
Wells Fargo Securities, LLCBroker
January 2014 - January 2026 · 12 yrs
Sprott Global Resource Investments LTDBroker
February 2012 - October 2012 · 8 mos
RBC Capital Markets, LLCBroker
September 2007 - October 2011 · 4 yrs 1 mo
Ameriprise Financial Services, INC.Broker
June 2006 - August 2007 · 1 yr 2 mos
RBC Dain Rauscher INC.Broker
December 2001 - March 2006 · 4 yrs 3 mos
Lutheran Brotherhood Securities CORP.Broker
March 2001 - December 2001 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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