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Douglas Moyer

Wells Fargo Advisors
44 Years of Experience
Gilbert, AZ
4 DisclosuresBroker
View SEC Summary
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Douglas Moyer is a registered investment advisor at Wells Fargo Advisors, based in Gilbert, AZ, with 44 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

161 E Rivulon Blvd, 2nd Floor, Suite 201, Gilbert, AZ, 85297

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015
Denied
Customer Dispute
October 2008
Denied
Customer Dispute
June 1992
Settled
Customer Dispute
February 1991
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
January 2023 - Present · 3 yrs 9 mos
Wells Fargo Advisors
January 2023 - Present · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
September 2015 - February 2023 · 7 yrs 5 mos
UBS Financial Services INC.
September 2015 - February 2023 · 7 yrs 5 mos
Wells Fargo Advisors, LLC
July 2003 - October 2015 · 12 yrs 3 mos
Wells Fargo Advisors, LLCBroker
July 2003 - October 2015 · 12 yrs 3 mos
Prudential Securities Incorporated
May 2001 - July 2003 · 2 yrs 2 mos
Prudential Securities IncorporatedBroker
May 2001 - July 2003 · 2 yrs 2 mos
Salomon Smith Barney INC.Broker
July 1993 - May 2001 · 7 yrs 10 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
Lehman Brothers INC.Broker
July 1987 - July 1993 · 6 yrs
E. F. Hutton & Company INCBroker
March 1982 - February 1988 · 5 yrs 11 mos
State Registrations13 states
AZCAMTNCNENVNYORRITXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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