Mark Funk
Mark Funk is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Waterloo, IA, with 26 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
999 Home Plz Ste 220, Waterloo, IA, 50701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark may earn commissions from sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns several businesses including The Funk Group LLC, Gray Wolf Lodge LLC, Mark Funk Coaching, and LWP Enterprises LLC, each requiring minimal time commitment.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.