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Adrian Sotelo

Frost Investment Services
25 Years of Experience
San Antonio, TX
2 DisclosuresBroker
View SEC Summary
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Adrian Sotelo is a registered investment advisor at Frost Investment Services, based in San Antonio, TX, with 25 years of industry experience. Adrian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,656 clients with $3.7B in assets under management.

Frost Investment Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
162 advisors
IM Fee
Planning only
Assets Under Management
$3.7B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

16500 San Pedro Ave, San Antonio, TX, 78232

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2012
Settled
Customer Dispute
September 2007
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Frost Investment Services
December 2024 - Present · 1 yr 10 mos
Frost Brokerage Services, INC.Broker
December 2024 - Present · 1 yr 10 mos
Previous Registrations
PNC Investments
August 2021 - December 2024 · 3 yrs 4 mos
PNC InvestmentsBroker
August 2021 - December 2024 · 3 yrs 4 mos
PNC Managed Account Solutions, INC.
January 2019 - August 2021 · 2 yrs 7 mos
Bbva Securities INC.Broker
May 2013 - August 2021 · 8 yrs 3 mos
Bbva Compass Investment Solutions, INCBroker
April 2003 - May 2013 · 10 yrs 1 mo
State Farm Vp Management CORP.Broker
November 2002 - May 2003 · 6 mos
Edward JonesBroker
April 2001 - September 2002 · 1 yr 5 mos
State Registrations19 states
AKARAZCACOFLMIMSNCNJNMNYOHOKPATXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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