Adrian Sotelo is a registered investment advisor, based in San Antonio, TX, with 24 years of industry experience.
Location
16500 San Pedro Ave, San Antonio, TX, 78232
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Regulatory History (2)
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Customer Dispute
July 2012Settled
Customer Dispute
September 2007Closed-No Action
Employment History
Current Registrations
Frost Brokerage Services, INC.Broker
December 2024 - Present · 1 yr 4 mos
Frost Investment Services
December 2024 - Present · 1 yr 4 mos
Previous Registrations
PNC Investments
August 2021 - December 2024 · 3 yrs 4 mos
PNC InvestmentsBroker
August 2021 - December 2024 · 3 yrs 4 mos
PNC Managed Account Solutions, INC.
January 2019 - August 2021 · 2 yrs 7 mos
Bbva Securities INC.Broker
May 2013 - August 2021 · 8 yrs 3 mos
Bbva Compass Investment Solutions, INCBroker
April 2003 - May 2013 · 10 yrs 1 mo
State Farm Vp Management CORP.Broker
November 2002 - May 2003 · 6 mos
Edward JonesBroker
April 2001 - September 2002 · 1 yr 5 mos
State Registrations19 states
AKARAZCACOFLMIMSNCNJNMNYOHOKPATXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.