Michael Stock
Michael Stock is a registered investment advisor at LPL Financial LLC, based in Wappingers Falls, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1207 Us-9 #1A, Wappingers Falls, NY, 12590
Get directionsHistory
Regulatory History (1)
Criminal
February 1979Other Business ActivitiesSells Insurance
Michael operates his LPL business under the DBA Lincoln Wealth Strategies. He also spends minimal time selling non-variable insurance in NY.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
M&t Securities, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.