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Kenneth Day

Global Retirement Partners LLC
21 Years of Experience
Cleveland, OH
1 DisclosureBroker
View SEC Summary
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Kenneth Day is a registered investment advisor at Global Retirement Partners LLC, based in Cleveland, OH, with 21 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Federal Employees, and 4 more. Their firm serves 28,693 clients with $170B in assets under management.

Global Retirement Partners LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
489 advisors
Number of Clients
28,693 clients
Average Client Portfolio
$5.9M average
Assets Under Management
$169.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $2.0M1.50%
$2M+1.00%

Fees may be paid monthly or quarterly, in arrears or in advance. Alternative schedules apply to specific third-party programs like Dynamic LifeManagement, where rates start at 1.25% for assets under $500,000 and decrease for larger amounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

950 Main Ave, Ste. 1420, Cleveland, OH, 44113

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2019
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth operates Oswald Financial, Inc. as a DBA for his LPL business and as a registered investment advisor, spending nearly full-time on these activities. He also provides investment advisory services through Global Retirement Partners, dedicating nearly full-time to this role as well.

Employment History
Current Registrations
Global Retirement Partners LLC
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
W3 Wealth Advisors, LLC
March 2017 - February 2018 · 11 mos
Valmark Advisers, INC.
January 2017 - January 2018 · 1 yr
Valmark Securities, INC.Broker
January 2017 - January 2018 · 1 yr
Raymond James Financial Services Advisors, INC
June 2016 - October 2016 · 4 mos
Raymond James Financial Services, INC.Broker
June 2016 - October 2016 · 4 mos
Charles Schwab & CO., INC.
October 2007 - June 2016 · 8 yrs 8 mos
Charles Schwab & CO., INC.Broker
September 2007 - June 2016 · 8 yrs 9 mos
Charles Schwab & CO., INC.Broker
September 2003 - December 2005 · 2 yrs 3 mos
Edward JonesBroker
December 2002 - March 2003 · 3 mos
State Registrations2 states
INOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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