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Jason Ferree

Capitol Securities Management, INC.
26 Years of Experience
Wilmington, NC
1 DisclosureBroker
View SEC Summary
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Jason Ferree is a registered investment advisor at Capitol Securities Management, INC., based in Wilmington, NC, with 26 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 3,970 clients with $2.2B in assets under management.

Capitol Securities Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
100 advisors
Number of Clients
3,970 clients
Average Client Portfolio
$545K average
Assets Under Management
$2.2B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum advisory fee is 2.0% per year. Fees are negotiable based on account complexity, asset size, and portfolio style.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1900 Eastwood Road, Unit 5, Wilmington, NC, 28403

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jason is the owner of Bridgepath Wealth Financial Advisors, an LLC used to report taxes. He spends minimal time on this activity, which involves depositing 1099 income from CSM into the Bridgepath Wealth business account.

Employment History
Current Registrations
Capitol Securities Management, INC.Broker
February 2022 - Present · 4 yrs 8 mos
Capitol Securities Management, INC.
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2011 - February 2022 · 10 yrs 5 mos
Wells Fargo Clearing Services, LLC
September 2011 - February 2022 · 10 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - October 2011 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - October 2011 · 2 yrs
Banc of America Investment Services, INC.
October 2007 - October 2009 · 2 yrs
Banc of America Investment Services, INC.Broker
October 2007 - October 2009 · 2 yrs
Wachovia Securities, LLC
September 2005 - October 2007 · 2 yrs 1 mo
Wachovia Securities, LLCBroker
October 2000 - October 2007 · 7 yrs
First Union Brokerage Services, INC.Broker
February 2000 - October 2000 · 8 mos
Coastal Discount Stockbrokers, INC.Broker
July 1999 - November 1999 · 4 mos
State Registrations15 states
CADEFLGAILNCNENVOHPASCTXVAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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