Scott Brooks
Scott Brooks is a registered investment advisor at Nfsg Corporation, based in San Clemente, CA, with 27 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 3,096 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fee of up to 2% based on assets under management, with a minimum annual charge of $250.
Fee Estimator
Location
2753 Camino Capistrano, Bldg B, 1st Floor (B-1), San Clemente, CA, 92672
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2025Customer Dispute
September 2007Other Business Activities
Scott is a partner at Gold Coast Financial Group, offering securities and financial services. He also acts as a solicitor for Claraphi RIA under the DBAs Gold Coast Wealth Advisors and Gold Coast Wealth Management, owns rental property in Mexico, and represents Deferred Sales Trusts, dedicating minimal time to this.
Employment History
Current Registrations
Nfsg Corporation
Newbridge Securities CorporationBroker
Previous Registrations
Wedbush Morgan Securities INC.
Wedbush Morgan Securities INC.Broker
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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