Fred Middleton
Fred Middleton is a registered investment advisor at Cetera Investment Advisers LLC, based in Opelika, AL, with 26 years of industry experience. Fred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2204 Executive Park Drive, Opelika, AL, 36801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Fred is the President/Owner of PMG Planning Inc., providing financial planning and investment management. He also sells fixed insurance products, including life, health, disability, annuities, long-term care, and Medicare-related products, and is involved in financial education workshops and tax planning/preparation, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Capital Investment Advisory Services, LLC
Cic Advisers, LLC
Capital Investment Group, INC.Broker
W.R. Taylor & Company, LLC
W. R. Taylor & Company, LLCBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.