KR
CFP
KR
CFP

Kathleen Ritchie

24 Years of Experience
New York, NY
Broker

Kathleen Ritchie is a CFP-designated registered investment advisor, based in New York, NY, with 24 years of industry experience.

Location

New York, NY

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Kathleen is an agent at Drucker Financial Group DBA Drucker Wealth Management, providing advice to clients full-time. She is also a board member for a cooperative owners association, dedicating minimal time to treasury functions. Additionally, Kathleen owns KMR Enterprise, managing office employees for about 10-20% of her time.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
June 2025 - Present · 11 mos
Drucker Wealth
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Hornor, Townsend & Kent, LLC
March 2021 - February 2024 · 2 yrs 11 mos
Hornor, Townsend & Kent, LLCBroker
October 2009 - February 2024 · 14 yrs 4 mos
W. P. Stewart Securities LimitedBroker
August 1999 - February 2008 · 8 yrs 6 mos
State Registrations3 states
MANJNY
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.