Richard Walker
Richard Walker is a PFS-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Naples, FL, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4933 North Tamiami Trail, Suite 202, Naples, FL, 34103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard established Naples Wealth Strategies Group for branch operations, dedicating minimal time. He also provides tax preparation services as an independent contractor and serves as an administrative trustee for trust accounts, each requiring minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations29 states
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