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Jon Trombetto

Raymond James Financial Services Advisors, INC
47 Years of Experience
Naples, FL
3 DisclosuresBroker
View SEC Summary
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Jon Trombetto is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Naples, FL, with 47 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5495 Bryson Drive, Suite 421, Naples, FL, 34109

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Denied
Customer Dispute
November 2008
Settled
Customer Dispute
September 1998
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jon owns Eye Captured Photography, LLC, an online photography business, dedicating minimal time. He is also an independent contractor and owner of Sunshine Wealth Mgmt LLC, taking about a quarter to half of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2017 - Present · 8 yrs 11 mos
Raymond James Financial Services, INC.Broker
October 2017 - Present · 9 yrs
Raymond James Financial Services, INC.
October 2017 - Present · 9 yrs
Previous Registrations
Raymond James & Associates, INC.
September 1998 - October 2017 · 19 yrs 1 mo
Raymond James & Associates, INC.Broker
September 1998 - October 2017 · 19 yrs 1 mo
Prudential Securities IncorporatedBroker
October 1993 - September 1998 · 4 yrs 11 mos
Smith Barney Shearson INC.Broker
July 1993 - October 1993 · 3 mos
Lehman Brothers INC.Broker
September 1985 - July 1993 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1978 - October 1985 · 6 yrs 11 mos
State Registrations34 states
ALARAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMIMNMTNCNJNYOHORPAPRSCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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