CW
CW

Chester Waggoner

25 Years of Experience
Gallatin, TN
1 DisclosureBroker

Chester Waggoner is a registered investment advisor at Cetera Investment Advisers LLC, based in Gallatin, TN, with 25 years of industry experience. Chester operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

285 E Main St, Gallatin, TN, 37066

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2023
Closed-No Action
Other Business Activities

Chester serves as executor for multiple estates and helps with administrative decisions for St. John Chrysostom Orthodox Church. He also co-owns a farm, sells products locally (dedicating a few hours per week), and owns rental property (dedicating minimal time).

Employment History
Current Registrations
Cetera Investment Services LLCBroker
October 2019 - Present · 6 yrs 7 mos
Cetera Investment Advisers LLC
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Fifth Third Securities, INC.Broker
May 2017 - October 2019 · 2 yrs 5 mos
Fifth Third Securities, INC.
May 2017 - October 2019 · 2 yrs 5 mos
Suntrust Advisory Services, INC.
September 2016 - May 2017 · 8 mos
Suntrust Investment Services, INC.
May 2010 - December 2016 · 6 yrs 7 mos
Suntrust Investment Services, INC.Broker
April 2010 - May 2017 · 7 yrs 1 mo
Transamerica Capital, INC.Broker
August 2004 - June 2009 · 4 yrs 10 mos
Pfic Securities CorporationBroker
December 1999 - April 2004 · 4 yrs 4 mos
First Investors CorporationBroker
June 1999 - September 1999 · 3 mos
State Registrations11 states
ALAZFLGAKYMSNCPATNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.