AF
CFP
AF
CFP
Ashley Folkes
23 Years of Experience
Birmingham, AL
2 DisclosuresBrokerSells Insurance
Ashley Folkes is a CFP-designated registered investment advisor, based in Birmingham, AL, with 23 years of industry experience.
Location
2501 20th Pl S, Ste 101, Birmingham, AL, 35223
Get directionsHistory
Regulatory History (2)
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Financial
May 2018Final
Customer Dispute
August 2017Denied
Other Business ActivitiesSells Insurance
Ashley sells fixed insurance products including life, health, disability, fixed annuities, and long-term care, dedicating a few hours per week. She also works full-time as a financial professional through Totus Wealth Management and Inspired Wealth Solutions, and spends a few hours per week as a relationship manager for Ready For Next, a business consulting firm.
Employment History
Current Registrations
Truist Investment Services, INC.
July 2025 - Present · 10 mos
Truist Investment Services, INC.Broker
July 2025 - Present · 10 mos
Truist Advisory Services, INC.
July 2025 - Present · 10 mos
Previous Registrations
Farther
June 2024 - June 2025 · 1 yr
Cetera Investment Advisers LLC
March 2024 - June 2024 · 3 mos
Cetera Advisors LLCBroker
July 2023 - June 2024 · 11 mos
Cetera Advisors LLC
July 2023 - March 2024 · 8 mos
Oneamerica Securities, INC.Broker
May 2023 - August 2023 · 3 mos
Oneamerica Securities, INC.
May 2023 - August 2023 · 3 mos
Park Avenue Securities LLC
November 2022 - May 2023 · 6 mos
Park Avenue Securities LLCBroker
November 2022 - May 2023 · 6 mos
Bridgeworth Wealth Management
August 2021 - August 2022 · 1 yr
Moors & Cabot, INC
December 2018 - January 2020 · 1 yr 1 mo
Moors & Cabot, INC.Broker
December 2018 - January 2020 · 1 yr 1 mo
AXA Advisors, LLC
June 2018 - December 2018 · 6 mos
AXA Advisors, LLCBroker
June 2018 - December 2018 · 6 mos
VALIC Financial Advisors, INC.
January 2013 - June 2018 · 5 yrs 5 mos
VALIC Financial Advisors, INC.Broker
January 2013 - June 2018 · 5 yrs 5 mos
Synovus Securities, INC.
February 2012 - March 2012 · 1 mo
Synovus Securities, INC.Broker
February 2012 - March 2012 · 1 mo
Fifth Third Securities, INC.
January 2011 - December 2011 · 11 mos
Fifth Third Securities, INC.Broker
December 2010 - December 2011 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2005 - December 2010 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2004 - December 2010 · 6 yrs 4 mos
Southtrust Securities, INC.Broker
July 2001 - August 2004 · 3 yrs 1 mo
Bb&t Investment Services, INC.Broker
June 2001 - July 2001 · 1 mo
Invest Financial CorporationBroker
August 2000 - June 2001 · 10 mos
Wachovia Securities, INC.Broker
June 2000 - August 2000 · 2 mos
First Union Brokerage Services, INC.Broker
June 1999 - April 2000 · 10 mos
State Registrations38 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.