Kristopher Carroll is a CFP-designated registered investment advisor, based in Charlotte, NC, with 25 years of industry experience.
Location
4521 Sharon Rd, Suite 400, Charlotte, NC, 28211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kristopher operates under the DBA Wealth Enhancement Group for his LPL business and provides investment advisory services through Wealth Enhancement Advisory Services LLC, dedicating nearly full-time hours to the latter. He also teaches at Winthrop University, and has two business entities for tax/investment purposes.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
Wealth Enhancement Advisory Services, LLC
Previous Registrations
LPL Financial LLCBroker
Carroll Financial Associates INC
Financial Network Investment Corporation
Cetera Advisor Networks LLCBroker
Financial Network Investment CorporationBroker
State Registrations49 states
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