Douglas Mayes
Douglas Mayes is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Lakewood, CO, with 51 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
7114 W Jefferson Ave, Suite 202, Lakewood, CO, 80235
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is the President and co-owner of Invest West, Inc., established in 1985, which serves as a DBA for his client base and was previously an OSJ office. Mayes Management, Inc. exists for Douglas's personal securities/insurance related production, including fixed annuities, LTC, and fixed insurance.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Nathan & Lewis Securities, INC.Broker
Green Hill Financial Service CorporationBroker
Nwnl Management CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.