Tyler Potts
Tyler Potts is a registered investment advisor at LPL Financial LLC, based in Old Saybrook, CT, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
102 Main St, Old Saybrook, CT, 06475
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2009Other Business ActivitiesSells Insurance
Tyler is involved with North Cove, LLC for tax/investment purposes and Delta Wealth Management as a DBA for his LPL business, dedicating full-time hours to each. He also works as an agent selling life, LTC, and term insurance, and acts as a trustee for a family trust, each also requiring full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Connecticut Wealth Management, LLC
Northstar Wealth Partners LLC
LPL Financial LLCBroker
LPL Financial LLC
Essex Financial Services, INC.
Essex Financial Services, INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Advest, INC.Broker
Aetna Investment Services, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.