John Takacs
John Takacs is a registered investment advisor at LPL Financial LLC, based in Seven Hills, OH, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Seven Hills, OH
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2012Customer Dispute
September 2012Customer Dispute
May 2005Customer Dispute
November 2003Other Business Activities
John operates Maxim Financial Group LLC as a DBA for his LPL business, which is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Thrivent Investment Management INC.Broker
Lutheran Brotherhood Securities CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.