Craig Bentley
Craig Bentley is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Newport Beach, CA, with 27 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
520 Newport Center Drive, Suite 1500, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2015Customer Dispute
April 2015Customer Dispute
December 2002Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Nicole Roach, CFPStifel, Nicolaus & Company, Incorporated
- Taylor BrowmanStifel, Nicolaus & Company, Incorporated
- Kerry ManganoStifel, Nicolaus & Company, Incorporated
- Lisa HartungStifel, Nicolaus & Company, Incorporated
- Ashlee AshlockStifel, Nicolaus & Company, Incorporated
- Timothy MetcalfStifel, Nicolaus & Company, Incorporated