Kerry Mangano
Kerry Mangano is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Newport Beach, CA, with 43 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
520 Newport Center Drive, Suite 1500, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (5)
Customer Dispute
July 2016Customer Dispute
March 2013Customer Dispute
June 2000Customer Dispute
July 1999Employment Separation After Allegations
October 1988Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Dean Witter Reynolds INC.Broker
Painewebber IncorporatedBroker
Prudential-Bache Securities INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Bear, Stearns & CO. INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.