Charles Smith
Charles Smith is a registered investment advisor at Ameriprise Financial Services, LLC, based in Gilbert, AZ, with 26 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
161 E Rivulon Blvd Ste 108, Gilbert, AZ, 85297
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Regulatory History (1)
Customer Dispute
October 2025Other Business ActivitiesSells Insurance
Charles owns multiple real estate properties and is an independent insurance broker for several companies. He also has business ownership interests, works at Mesa Community College, is a Republican Precinct Committeeman, and introduces Deferred Sales Trust planning concepts to clients.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Academy Advisors, LLC
LPL Financial LLC
LPL Financial LLCBroker
1st Global Advisors INC
1st Global Capital CORP.Broker
Mony Securities Corporation
Trusted Advisors
Trusted Securities Advisors CORP.Broker
Mony Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.