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Seth Chamberlain

Ameriprise Financial Services, LLC
24 Years of Experience
Gilbert, AZ
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Seth Chamberlain is a registered investment advisor at Ameriprise Financial Services, LLC, based in Gilbert, AZ, with 24 years of industry experience. Seth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

161 E Rivulon Blvd Ste 108, Gilbert, AZ, 85297

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Settled
Customer Dispute
July 2008
Denied
Criminal
August 2005
Final Disposition
Customer Dispute
May 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Seth owns SAC Development LLC, a limited liability corporation created to own rental property. He spends minimal time on this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2022 - Present · 4 yrs 5 mos
Ameriprise Financial Services, LLC
May 2022 - Present · 4 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - May 2022 · 9 yrs 7 mos
J.P. Morgan Securities LLCBroker
October 2012 - May 2022 · 9 yrs 7 mos
Chase Investment Services CORP.
September 2006 - October 2012 · 6 yrs 1 mo
Chase Investment Services CORP.Broker
August 2006 - October 2012 · 6 yrs 2 mos
Chase Investment Services CORP.Broker
July 2005 - February 2006 · 7 mos
Chase Investment Services CORP.
July 2005 - February 2006 · 7 mos
Banc One Securities CorporationBroker
May 2005 - July 2005 · 2 mos
Banc One Securities Corporation
March 2005 - July 2005 · 4 mos
Citigroup Global Markets INC.Broker
November 2003 - March 2005 · 1 yr 4 mos
UBS Financial Services INC.Broker
June 2001 - November 2003 · 2 yrs 5 mos
State Registrations22 states
ALAZCACOFLHIIDILINKYMAMIMNNCNJNVOHOKORSDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Seth Chamberlain - Financial Advisor | TrueAdvisor