NP
NP

Nicholas Pizii

26 Years of Experience
Scottsdale, AZ
Broker

Nicholas Pizii is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8501 North Scottsdale Rd, Ste 150, Scottsdale, AZ, 85253

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas has 100% ownership in NPZ Holdings LLC and Nicholas Pizii, and 6.4% ownership in Legacy Strategic Partners LLC. He also serves as co-trustee for multiple Legacy Strategic Partners 401k plans, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Wells Fargo Advisors
January 2021 - Present · 5 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2013 - January 2021 · 7 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2013 - January 2021 · 8 yrs
UBS Financial Services INC.Broker
February 2008 - February 2013 · 5 yrs
Morgan Stanley & CO., IncorporatedBroker
April 2007 - March 2008 · 11 mos
Morgan Stanley Dw INC.Broker
May 2002 - April 2007 · 4 yrs 11 mos
Mony Securities CorporationBroker
July 1999 - January 2002 · 2 yrs 6 mos
State Registrations46 states
AKALARAZCACOCTDEFLGAHIIAIDILINKSKYMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Pizii - Financial Advisor | TrueAdvisor