Terry Spencer is a registered investment advisor at Usi Securities, INC., based in Brookfield, WI, with 19 years of industry experience. Terry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 139 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
USI Securities does not directly manage investments for individuals. They provide recommendations to institutional clients who then select an outside advisor to manage their retirement plans. USI Securities does not formulate or directly provide investment advice on individual securities.
Location
100 N. Corporate Drive, Suite 100, Brookfield, WI, 53045
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Usi Securities, INC.
Usi Advisors
Usi Securities, INC.Broker
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Axos Invest LLCBroker
Axos Clearing LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Russell Investments
Russell Financial Services, INC., Part of Russell InvestmentsBroker
Amerivest Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Pacific Select Distributors, INC.Broker
TD Ameritrade, INC.Broker
Amerivest Investment Management, LLC
Ameritrade Northwest, INC.Broker
Ameritrade, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.