William Carr is a registered investment advisor, based in Rockland, ME, with 27 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold.
Location
91 Camden Street, Suite 310, Rockland, ME, 04841
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Regulatory History (2)
Customer Dispute
May 2009Customer Dispute
April 2009Other Business ActivitiesSells Insurance
William works as a financial advisor for Apollon Wealth Management, dedicating nearly full-time hours to wealth advising and business planning. He also works as an agent for PKS Financial and Fixed Insurance, selling fixed insurance and annuities, and spends minimal time on each. Additionally, William is the head girls varsity basketball coach at Old Orchard Beach High School, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Apollon Wealth Management, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Edward JonesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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