William Carr

26 Years of Experience

Mount Pleasant, SC

2 DisclosuresBrokerSells Insurance

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William Carr is a registered investment advisor, based in Mount Pleasant, SC, with 26 years of industry experience.

Location

111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464

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History

Regulatory History (2)

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Customer Dispute

May 2009

Denied

Customer Dispute

April 2009

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

William works as a financial advisor for Apollon Wealth Management, dedicating nearly full-time hours to wealth advising and business planning. He also works as an agent for PKS Financial and Fixed Insurance, selling fixed insurance and annuities, and spends minimal time on each. Additionally, William is the head girls varsity basketball coach at Old Orchard Beach High School, spending about 10-20% of his time on this activity.

Employment History

Current Registrations

Apollon Wealth Management, LLC

August 2021 - Present · 4 yrs 9 mos

Purshe Kaplan Sterling InvestmentsBroker

August 2021 - Present · 4 yrs 9 mos

Previous Registrations

UBS Financial Services INC.

February 2005 - September 2021 · 16 yrs 7 mos

UBS Financial Services INC.Broker

November 2004 - September 2021 · 16 yrs 10 mos

Edward JonesBroker

August 1999 - November 2004 · 5 yrs 3 mos

State Registrations10 states

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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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