TrueAdvisor
TrueAdvisor
JH
JH

Jennifer Helmer

UBS Financial Services INC.
20 Years of Experience
Ft. Worth, TX
1 DisclosureBroker
View SEC Summary
View SEC Summary

Jennifer Helmer is a registered investment advisor at UBS Financial Services INC., based in Ft. Worth, TX, with 20 years of industry experience. Jennifer is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9356 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

301 COMMERCE Ste 2800, Ft. Worth, TX, 76102

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.
October 2014 - Present · 12 yrs
UBS Financial Services INC.Broker
October 2014 - Present · 12 yrs
UBS Financial Services INC.
October 2014 - Present · 12 yrs
Previous Registrations
Morgan StanleyBroker
June 2009 - October 2014 · 5 yrs 4 mos
Morgan Stanley
June 2009 - October 2014 · 5 yrs 4 mos
Morgan Stanley & CO. Incorporated
April 2009 - June 2009 · 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2009 - June 2009 · 2 mos
Wachovia Securities, LLC
December 2006 - April 2009 · 2 yrs 4 mos
Wachovia Securities, LLCBroker
September 2006 - April 2009 · 2 yrs 7 mos
State Registrations28 states
ALARCACOFLGAHIIAIDILINKSLAMAMDMNMONCNMNYOKORPASCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Ft. Worth, TX →All financial advisors in Texas →