Jennifer Farley is a registered investment advisor, based in Richmond, VA, with 11 years of industry experience.
Location
800 E Canal St, St 950, Richmond, VA, 23219
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
April 2022 - August 2023 · 1 yr 4 mos
Securian Financial Services, INC.Broker
March 2022 - August 2023 · 1 yr 5 mos
Northwestern Mutual Investment Services,llc
December 2007 - September 2012 · 4 yrs 9 mos
Northwestern Mutual Wealth Management Company
January 2007 - April 2007 · 3 mos
Northwestern Mutual Investment Services,llc
June 2005 - January 2007 · 1 yr 7 mos
Northwestern Mutual Investment Services, LLCBroker
March 2005 - September 2012 · 7 yrs 6 mos
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.