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Ronald Greenberg

Cetera Investment Advisers LLC
27 Years of Experience
San Francisco, CA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Ronald Greenberg is a registered investment advisor at Cetera Investment Advisers LLC, based in San Francisco, CA, with 27 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

San Francisco, CA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Denied
Employment Separation After Allegations
June 2012
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ronald operates under the DBA RG Financial, providing financial services since 2013. This activity, which is related to his securities business, takes up a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
October 2016 - Present · 10 yrs
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Investors Capital CORP.Broker
June 2012 - October 2016 · 4 yrs 4 mos
Investors Capital Advisory
June 2012 - October 2016 · 4 yrs 4 mos
LPL Financial LLC
September 2009 - June 2012 · 2 yrs 9 mos
LPL Financial LLCBroker
September 2009 - June 2012 · 2 yrs 9 mos
Mutual Service Corporation
January 2005 - September 2009 · 4 yrs 8 mos
Mutual Service CorporationBroker
January 2005 - September 2009 · 4 yrs 8 mos
Edward JonesBroker
October 2002 - January 2005 · 2 yrs 3 mos
Prudential Securities Incorporated
August 1999 - November 2002 · 3 yrs 3 mos
Prudential Securities IncorporatedBroker
July 1999 - November 2002 · 3 yrs 4 mos
State Registrations3 states
CANYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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