Nicholas Casagrande

15 Years of Experience

San Francisco, CA

1 DisclosureBrokerSells Insurance

Nicholas Casagrande is a registered investment advisor at Cetera Investment Advisers LLC, based in San Francisco, CA, with 15 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Cetera Investment Advisers LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

10345 advisors

IM Fee

Planning only

Assets Under Management

$163.8B

Location

22 Battery St, #401, San Francisco, CA, 94111

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History

Regulatory History (1)

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Customer Dispute

November 2021

Closed-No Action

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Other Business ActivitiesSells Insurance

Nicholas is involved in several business activities, including real estate sales, notary services, tax preparation, and ownership of NC Financial Group, Proactive Tax Solutions, Mendocino Barkery, and Pidgeon Point LLC. He also sells health insurance with Anthem and Blue Shield of California, dedicating a few hours per week to this.

Employment History

Current Registrations

Cetera Investment Advisers LLC

February 2011 - Present · 15 yrs 3 mos

Cetera Financial Specialists LLCBroker

October 2010 - Present · 15 yrs 7 mos

State Registrations39 states

AKAZCACOCTFLGAHIIDILINKYLAMAMDMEMIMNMOMTNCNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWV

AdvisorBrokerBoth

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Exams

No exam information available for this advisor.

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