RH
RH

Rafael Herrera

25 Years of Experience
Houston, TX
Broker

Rafael Herrera is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

845 Texas Avenue, Suite 1810, Houston, TX, 77002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rafael is an LLC member of HS Resources LLC, acquiring and holding real estate since 2013. He also owns and operates numerous other real estate-related LLCs, dedicating minimal time outside of business hours to these activities.

Employment History
Current Registrations
Morgan Stanley
September 2019 - Present · 6 yrs 8 mos
Morgan Stanley
September 2019 - Present · 6 yrs 8 mos
Morgan StanleyBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Morgan Stanley
September 2019 - September 2019 · 0 mos
UBS Financial Services INC.
November 2001 - October 2019 · 17 yrs 11 mos
UBS Financial Services INC.Broker
May 2000 - October 2019 · 19 yrs 5 mos
State Registrations35 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Rafael Herrera - Financial Advisor | TrueAdvisor